Financial Advisor Associate - Hauppauge, Ny

TD

Hauppauge, New York, United States
Base: $66,560 - $99,320 usd; bonus/equity: not spe...
Wealth management advisory
Client relationship management
Financial analysis and planning
The Financial Advisor Associate works with TD Wealth clients to analyze financial information and recommend personalized investment and insurance strategies to meet their wealth creation objectives

Job Summary

  • The Financial Advisor Associate works with TD Wealth clients to analyze financial information and recommend personalized investment and insurance strategies to meet their wealth creation objectives.
  • TD offers a comprehensive Total Rewards package including base salary, variable compensation, health benefits, retirement programs, paid time off, career development, and recognition.
  • The role requires adherence to regulatory compliance and continuing education while fostering a positive work environment and representing TD Wealth professionally in the community.

Matching Summary

The Financial Advisor Associate works with TD Wealth clients to analyze financial information and recommend personalized investment and insurance strategies to meet their wealth creation objectives.

Salary

Base: $66,560 - $99,320 USD; Bonus/Equity: Not specified; Benefits: Health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts

Skills & Requirements

Must-have

  • Wealth management advisory
  • Client relationship management
  • Financial analysis and planning
  • Investment and insurance strategies
  • Consultative sales experience
  • Proficient in SalesForce and Money Guide Pro
  • Travel within assigned market

Nice-to-have

  • Strong interpersonal skills
  • Mentoring new associates
  • Community involvement
  • Team collaboration
  • Coaching retail and small business staff

Key Requirements

  • Bachelor's degree strongly preferred
  • 1+ years financial services experience
  • SIE & Series 7 required
  • L&H and Series 66 or ability to obtain
  • Ability to travel and commute within territory
  • Eligibility for FINRA registration
  • Criminal and background checks required

Work Rights

Must be eligible for FINRA registration

Tailored Resume

Cover Letter