1 Year Contract Compliance Sales Audit Analyst (Banking) #BLM
RECRUIT EXPRESS PTE LTD
Singapore, Singapore
Not specified (assumed to be office-based due to nature of the compliance role).
Mas balanced scorecard framework knowledge
Investment sales activity monitoring
Financial advisory act compliance expertise
This job posting is for a 1-year contract position as a Compliance Sales Audit Analyst at Recruit Express Pte Ltd in Singapore. The role focuses on ensuring compliance within investment sales activities through audits, reviews, and training
Job Summary
The role involves conducting independent checks and reviews in accordance with the MAS Balanced Scorecard Framework and internal compliance policies.
Candidates will perform client surveys, document reviews, and mystery shopping assessments specifically relating to investment sales activities.
The position requires supporting staff training on BSC requirements and assisting in process improvement initiatives including automation.
Matching Summary
Match Score: 75
This job posting is for a 1-year contract position as a Compliance Sales Audit Analyst at Recruit Express Pte Ltd in Singapore. The role focuses on ensuring compliance within investment sales activities through audits, reviews, and training.
Skills & Requirements
Must-have
MAS Balanced Scorecard Framework knowledge
Investment sales activity monitoring
Financial Advisory Act compliance expertise
Customer complaint review experience
Audit finding gap identification
Nice-to-have
Process improvement initiative support
Staff training and guidance capability
Automation of audit workflows
Strong analytical reporting skills
Key Requirements
Knowledge of Financial Advisory Act requirements
Experience with retail investment sales compliance