Investment Compliance

Man Group

Boston, Massachusetts, United States
Base: $80,000 - $100,000 usd; bonus: discretionary...
On-site
Investment compliance and regulatory restrictions
Portfolio risk management and alert analysis
Experience with ucits and us mutual funds
The Portfolio Risk team is responsible for implementing and monitoring regulatory and contractual investment restrictions across the business

Job Summary

  • The Portfolio Risk team is responsible for implementing and monitoring regulatory and contractual investment restrictions across the business.
  • Candidates will analyze real-time risk alerts, manage pre-trade frameworks, and investigate potential breaches of investment restrictions.
  • The company offers a comprehensive benefits package including competitive holiday entitlements, pension/401k, and flexible working arrangements.

Matching Summary

The Portfolio Risk team is responsible for implementing and monitoring regulatory and contractual investment restrictions across the business.

Salary

Base: $80,000 - $100,000 USD; Bonus: Discretionary bonus included; Benefits: Comprehensive package including 401k, medical, and paid leave

Skills & Requirements

Must-have

  • Investment compliance and regulatory restrictions
  • Portfolio risk management and alert analysis
  • Experience with UCITS and US mutual funds
  • Review of investment guidelines and agreements
  • Working knowledge of derivatives and short positions

Nice-to-have

  • Moderate programming skills in Excel VBA SQL Python
  • Ability to work in a fast-paced trading desk environment
  • Strong analytical and research capabilities
  • Collaboration with technology and legal teams

Key Requirements

  • Undergraduate or Master's Degree in an analytical subject
  • 3-5 years experience in asset management compliance
  • Experience reviewing Offering Memorandums and Investment Management Agreements

Work Rights

Not specified

Tailored Resume

Cover Letter