Compliance Advisory Manager

IG Group

London, United Kingdom
Uk financial promotions regulation
Fca rules and consumer duty
Reviewing and approving financial promotions
This role sits within IG Group's Line 2 Compliance function, responsible for providing independent review, advice, and constructive challenge to ensure regulatory and conduct risks are effectively identified, assessed, and managed

Job Summary

  • This role sits within IG Group's Line 2 Compliance function, responsible for providing independent review, advice, and constructive challenge to ensure regulatory and conduct risks are effectively identified, assessed, and managed.
  • Key responsibilities include reviewing and approving financial promotions to ensure compliance with FCA and other applicable regulatory requirements, while supporting the business to deliver marketing and client communications.
  • IG Group offers tailored development programs, mentoring, clear career progression, flexible benefits, and participation in an annual performance-based bonus scheme.

Matching Summary

This role sits within IG Group's Line 2 Compliance function, responsible for providing independent review, advice, and constructive challenge to ensure regulatory and conduct risks are effectively identified, assessed, and managed.

Skills & Requirements

Must-have

  • UK financial promotions regulation
  • FCA rules and Consumer Duty
  • reviewing and approving financial promotions
  • financial services compliance experience
  • trading or investment products knowledge

Nice-to-have

  • commercial and solutions-focused
  • high professional and ethical standards
  • collaboration and trust building
  • resilience and sound judgement

Key Requirements

  • 5–8 years’ compliance experience
  • Bachelor's degree in Law, Business, Finance, Economics or related field

Work Rights

Not specified

Tailored Resume

Cover Letter