Western Asset Management Company is seeking a Head of Compliance for its Tokyo office, responsible for managing the compliance and risk function in Japan. The role involves developing compliance programs, advising on regulatory changes, and leading a team of compliance professionals
Job Summary
This role will manage the compliance and risk function for our business in Japan, including managing a team of compliance professionals.
The Head of Compliance, Japan will support such efforts by developing and implementing a compliance program and procedures for Franklin’s business units to ensure that their activities comply with all pertinent regulatory requirements.
We provide employees with the tools, resources, and learning opportunities to help them excel in their career and personal life.
Matching Summary
Match Score: 85
Western Asset Management Company is seeking a Head of Compliance for its Tokyo office, responsible for managing the compliance and risk function in Japan. The role involves developing compliance programs, advising on regulatory changes, and leading a team of compliance professionals.
Skills & Requirements
Must-have
Manage compliance and risk function
Develop and implement compliance program
Liaise with regulators and industry bodies
Advise on regulatory changes
Review marketing materials
Lead compliance team in Japan
Nice-to-have
Proactively understand new business areas
Adopt innovative tools and technologies
Foster a positive and healthy lifestyle
Key Requirements
Minimum 10 years' experience in investment advisory, mutual fund, superannuation fund, or broker-dealer sectors
Minimum 5 years' experience in legal, compliance, internal audit, risk management, portfolio accounting, or trading/portfolio management operations
Thorough knowledge of Japanese regulatory and legal regimes
Excellent written and verbal communication skills in Japanese and English