Associate Director, Capital Markets Trade Surveillance (equities And Listed Derivatives)

Royal Bank of Canada

Toronto, Canada
Base: not specified; bonus/equity: not specified; ...
Onsite
Trade surveillance program management
Equities and listed derivatives expertise
Regulatory compliance knowledge
You will lead a team responsible for conducting surveillance reviews focusing on equities and listed derivatives to ensure compliance with regulatory requirements and RBC policies

Job Summary

  • You will lead a team responsible for conducting surveillance reviews focusing on equities and listed derivatives to ensure compliance with regulatory requirements and RBC policies.
  • The role offers the opportunity to work in an agile, collaborative, and high-performing team with leadership support for career development and the chance to make a lasting impact.
  • RBC provides a comprehensive Total Rewards Program including bonuses, flexible benefits, competitive compensation, and stock where applicable.

Matching Summary

You will lead a team responsible for conducting surveillance reviews focusing on equities and listed derivatives to ensure compliance with regulatory requirements and RBC policies.

Salary

Base: Not specified; Bonus/Equity: Not specified; Benefits: Comprehensive Total Rewards Program including bonuses and flexible benefits

Skills & Requirements

Must-have

  • trade surveillance program management
  • equities and listed derivatives expertise
  • regulatory compliance knowledge
  • team leadership and management
  • automated trade surveillance solutions
  • risk assessment and mitigation

Nice-to-have

  • equities or listed derivatives trading experience
  • data analytics tools experience
  • programming skills in Python and SQL
  • completion of CSC, CPH, or Trader Training
  • collaborative and innovative team culture

Key Requirements

  • 5 to 7 years financial institution experience
  • minimum 2 years trade surveillance or trading supervision
  • university degree in Finance, Math or Science
  • knowledge of CIRO UMIR, OSC, TSX, Montreal Exchanges regulations

Work Rights

Not specified

Tailored Resume

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