We are looking for a Personal Accounts Trading Analyst to join our growing Legal & Compliance team and act as a point of contact in administering various employee compliance requirements
Job Summary
We are looking for a Personal Accounts Trading Analyst to join our growing Legal & Compliance team and act as a point of contact in administering various employee compliance requirements.
In this role, you'll be responsible for the day-to-day operations of our personal accounts, outside business activities, private securities transactions, and gifts areas of the employee compliance program.
While you'll be based in New York, you'll also be involved in employee compliance workflows for our London and Hong Kong offices, collaborating with colleagues across regions to ensure consistent global standards.
Matching Summary
We are looking for a Personal Accounts Trading Analyst to join our growing Legal & Compliance team and act as a point of contact in administering various employee compliance requirements.
Skills & Requirements
Must-have
Personal accounts compliance
Outside business activities
Private securities transactions
Gifts compliance
Statement reviews
Transaction exceptions
Nice-to-have
Professional and trustworthy
Excellent judgment with sensitive information
Strong communicator
Great people skills
Motivated self-starter
Reliable, courteous, and flexible team player
Key Requirements
Bachelor's degree
2+ years of corporate experience
Handle competing priorities
Work effectively in a challenging, fast-paced environment