Global Compliance – Information Barrier Compliance, Nct
DWS
Pune, India
Not specified; not specified; comprehensive hospit...
Experience in compliance control room or surveillance
Strong analytical and communication skills
Business fluent in written and spoken english
The role involves providing compliance advice on Information Barrier Compliance and Inside Information topics within the Central Compliance function
Job Summary
The role involves providing compliance advice on Information Barrier Compliance and Inside Information topics within the Central Compliance function.
Candidates will independently conduct control measures to ensure adherence to internal policies regarding licensing, personal account dealing, and conflicts of interest.
The company offers comprehensive benefits including 100% reimbursement for childcare assistance, industry certification sponsorship, and flexible leave policies.
Matching Summary
The role involves providing compliance advice on Information Barrier Compliance and Inside Information topics within the Central Compliance function.
Salary
Not specified; Not specified; Comprehensive Hospitalization Insurance, Accident and Term life Insurance, Childcare assistance benefit
Skills & Requirements
Must-have
Experience in Compliance Control Room or Surveillance
Strong analytical and communication skills
Business fluent in written and spoken English
Nice-to-have
German language skills would be a plus
Ability to work in a global team
Interest in technology related projects
Key Requirements
Degree level education or relevant industry experience
Experience in Employee Compliance or Securities Trading Compliance
Proven ability to drive results collaboratively and independently