Markets Compliance Officer, Assistant Vice President (avp)

State Street UK

Tokyo, Japan
Not specified; not specified; not specified
5+ years securities regulatory inspections experience
Strong japan banking and securities regulatory knowledge
Experience with regulatory registration and licensing
The role involves developing and implementing the compliance program for State Street Trust and Banking Co., Ltd. and its Tokyo Branch

Job Summary

  • The role involves developing and implementing the compliance program for State Street Trust and Banking Co., Ltd. and its Tokyo Branch.
  • Candidates must ensure effective identification, measurement, control, and management of compliance risk across SSGM Japan.
  • State Street offers inclusive development opportunities, flexible work-life support, and vibrant employee networks to foster success.

Matching Summary

The role involves developing and implementing the compliance program for State Street Trust and Banking Co., Ltd. and its Tokyo Branch.

Salary

Not specified; Not specified; Not specified

Skills & Requirements

Must-have

  • 5+ years securities regulatory inspections experience
  • Strong Japan banking and securities regulatory knowledge
  • Experience with regulatory registration and licensing

Nice-to-have

  • JDSA Internal Control Manager qualification preferred
  • Ability to influence and build consensus
  • Proven project management skills in compliance

Key Requirements

  • Minimum 5 years experience in securities/banking regulatory inspections
  • 5+ years experience in Japan securities or banking regulatory environment
  • Holder of JDSA Internal Control Manager qualification (preferred)

Work Rights

Not specified

Tailored Resume

Cover Letter