Wealth Management Operations Associate

Morgan Stanley

Toronto, Canada
3d onsite
Canadian brokerage platform experience
Retail canadian wealth account types
Client account transfer process knowledge
The Wealth Canada Operations Associate is responsible ensuring successful onboarding of new advisors, accurate and timely processing of investment transactions, account transfers, account maintenance, documentation handling for all investment account types, executing fees for both managed and fee based accounts, and client service support in compliance with both CIRO regulatory policies and Internal policies

Job Summary

  • The Wealth Canada Operations Associate is responsible ensuring successful onboarding of new advisors, accurate and timely processing of investment transactions, account transfers, account maintenance, documentation handling for all investment account types, executing fees for both managed and fee based accounts, and client service support in compliance with both CIRO regulatory policies and Internal policies.
  • Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions, and individuals around the world achieve their financial goals.
  • At Morgan Stanley, you’ll find trusted colleagues, committed mentors and a culture that values diverse perspectives, individual intellect and cross-collaboration.

Matching Summary

The Wealth Canada Operations Associate is responsible ensuring successful onboarding of new advisors, accurate and timely processing of investment transactions, account transfers, account maintenance, documentation handling for all investment account types, executing fees for both managed and fee based accounts, and client service support in compliance with both CIRO regulatory policies and Internal policies.

Skills & Requirements

Must-have

  • Canadian brokerage platform experience
  • Retail Canadian Wealth Account Types
  • Client Account transfer process knowledge
  • Self Direct Registered Plans knowledge
  • Reconciliation process understanding
  • Strong Excel skills
  • CIRO regulatory policies compliance

Nice-to-have

  • Transformation mindset
  • Client relationships
  • Cross-collaboration
  • Diverse perspectives
  • Passion and grit

Key Requirements

  • Minimum 3/5 years work experience
  • Canadian Securities Course (CSC) or other Financial Industry courses
  • University and or College degree

Work Rights

Not specified

Tailored Resume

Cover Letter