Division Supervision Manager

Chartwell Investment Partners

Hybrid
Supervisory and risk function oversight
Federal state local law adherence
Branch management team collaboration
The Division Supervision Manager oversees a broad range of supervisory and risk functions while ensuring a controlled environment through strict adherence to business ethics and regulations

Job Summary

  • The Division Supervision Manager oversees a broad range of supervisory and risk functions while ensuring a controlled environment through strict adherence to business ethics and regulations.
  • This role requires partnering with complex and branch management teams to address business needs, resolve escalated inquiries, and implement controls for branch exam issues.
  • Candidates must demonstrate strong analytical skills to research and resolve problems while working independently in a fast-paced environment with frequently changing priorities.

Matching Summary

The Division Supervision Manager oversees a broad range of supervisory and risk functions while ensuring a controlled environment through strict adherence to business ethics and regulations.

Skills & Requirements

Must-have

  • Supervisory and risk function oversight
  • Federal state local law adherence
  • Branch management team collaboration
  • Policy enforcement and compliance
  • Audit preparation and control implementation

Nice-to-have

  • Tact and diplomacy in sensitive matters
  • Service first attitude commitment
  • Ability to influence and motivate others
  • Project management of special initiatives
  • Training new hires and team support

Key Requirements

  • Bachelor's degree in related field
  • Minimum eight years supervision experience
  • Series 7 license required
  • Series 9 license required
  • Series 10 license required
  • Series 63 or 65 license required
  • SIE license required unless exempt

Work Rights

Not specified

Tailored Resume

Cover Letter