Compliance Officer - Investment Bank Compliance -investment Banking And Capital Markets - Vice President
Deutsche Bank
New York, NY, US
Base: $125,000 to $222,500; bonus/equity: not spec...
Hybrid
Bachelor's degree in relevant field
Experience in securities industry
Knowledge of finra and sec regulations
The role involves providing real-time support to Investment Banking businesses focusing on Coverage Banking, Debt Capital Markets, and Leveraged Debt Capital Markets
Job Summary
The role involves providing real-time support to Investment Banking businesses focusing on Coverage Banking, Debt Capital Markets, and Leveraged Debt Capital Markets.
Candidates will be expected to substantively contribute to the creation of policies and participate in the Compliance Risk Assessment process.
Deutsche Bank offers a hybrid working model, competitive compensation packages, and comprehensive benefits including health and retirement savings plans.
Matching Summary
The role involves providing real-time support to Investment Banking businesses focusing on Coverage Banking, Debt Capital Markets, and Leveraged Debt Capital Markets.
Salary
Base: $125,000 to $222,500; Bonus/Equity: Not specified; Benefits: Health, retirement, parental leave included
Skills & Requirements
Must-have
Bachelor's degree in relevant field
Experience in securities industry
Knowledge of FINRA and SEC regulations
Expertise in capital markets requirements
Ability to work across geographic boundaries
Nice-to-have
JD or MBA preferred
Experience with M&A and coverage banking
Strong written and verbal communication skills
Action-oriented delivery focused approach
Proactive reaction to priority changes
Key Requirements
Bachelor's degree required; JD or MBA a plus
Experience in global investment bank or regulator
Expertise in traditional investment banking regulatory requirements