Contract Compliance & Regulatory Senior Officer, Banking

HR-PRO RECRUITMENT SERVICES PTE. LTD.

Singapore, Singapore
Not specified (assumed to be office-based due to the nature of the role)
5 years regulatory compliance experience
Sfa faa advisory knowledge
Banking act working knowledge
This job posting is for a Contract Compliance & Regulatory Senior Officer at HR-PRO RECRUITMENT SERVICES PTE. LTD. in Singapore. The role involves the implementation of compliance plans, responding to regulatory queries, conducting compliance reviews, and providing advisory on various regulatory matters in the banking sector

Job Summary

  • The role involves conducting periodic compliance reviews and investigating breaches to ensure adherence to local regulations.
  • Candidates will draft annual compliance plans and provide advisory on the Banking Act, SFA, and FAA to management.
  • The position requires tracking regulatory changes and preparing reports for local authorities and head office.

Matching Summary

Match Score: 85

This job posting is for a Contract Compliance & Regulatory Senior Officer at HR-PRO RECRUITMENT SERVICES PTE. LTD. in Singapore. The role involves the implementation of compliance plans, responding to regulatory queries, conducting compliance reviews, and providing advisory on various regulatory matters in the banking sector.

Skills & Requirements

Must-have

  • 5 years regulatory compliance experience
  • SFA FAA advisory knowledge
  • Banking Act working knowledge
  • English and Mandarin proficiency
  • Local rules and regulations expertise

Nice-to-have

  • Strong interpersonal stakeholder skills
  • Experience with Balanced Scorecard Review
  • Private Banking Sales Advisory Review
  • Fit and Proper Review experience

Key Requirements

  • Bachelor degree in Business or related discipline
  • Minimum 5 years relevant compliance experience
  • Proficiency in English and Mandarin languages

Work Rights

Not specified

Tailored Resume

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