Independence Compliance Senior Associate 2

RSM UK

Not specified (assumed hybrid based on company culture).
Bachelor's degree required
Proficiency in microsoft office excel word outlook
Ability to apply sec pcaob aicpa rules
RSM UK is seeking an Independence Compliance Senior Associate 2 to monitor compliance with independence policies and regulations. The ideal candidate should have 5-7 years of compliance experience, preferably in a professional services environment, and possess strong attention to detail and communication skills

Job Summary

  • The role supports the Office of Risk Management by monitoring individual compliance with independence policies set by the SEC, PCAOB, and AICPA.
  • Responsibilities include evaluating responses from Annual Independence Surveys, reviewing outside business activity requests via SNAP, and identifying potential conflicts.
  • RSM offers a competitive benefits package, schedule flexibility, and an inclusive culture designed to empower employees to thrive personally and professionally.

Matching Summary

Match Score: 85

RSM UK is seeking an Independence Compliance Senior Associate 2 to monitor compliance with independence policies and regulations. The ideal candidate should have 5-7 years of compliance experience, preferably in a professional services environment, and possess strong attention to detail and communication skills.

Skills & Requirements

Must-have

  • Bachelor's degree required
  • Proficiency in Microsoft Office Excel Word Outlook
  • Ability to apply SEC PCAOB AICPA rules

Nice-to-have

  • 5-7 years compliance experience preferred
  • Experience in professional services environment
  • Proactive self-starter with high attention to detail

Key Requirements

  • Bachelor's degree
  • 5-7 years compliance experience preferred
  • Previous compliance experience in professional services preferred

Work Rights

Not specified

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