Senior Compliance Manager - Regulatory Engagement

BMO

Toronto, Canada
Base: $94,600.00 - $176,000.00; bonus/equity: not ...
Ciro rules and securities regulation expertise
Technology-driven change initiatives
Regulatory submissions and approvals
This role is a 12-month full-time contract, with the possibility of extension, and has dual reporting lines to senior leadership within BMO Nesbitt Burns and BMO Private Wealth

Job Summary

  • This role is a 12-month full-time contract, with the possibility of extension, and has dual reporting lines to senior leadership within BMO Nesbitt Burns and BMO Private Wealth.
  • The successful candidate will play a key leadership role in a major platform modernization initiative, including preparing regulatory submissions and coordinating with regulators.
  • BMO offers a comprehensive total compensation package which may include performance-based incentives, discretionary bonuses, as well as other perks and rewards, in addition to health insurance, tuition reimbursement, and retirement savings plans.

Matching Summary

This role is a 12-month full-time contract, with the possibility of extension, and has dual reporting lines to senior leadership within BMO Nesbitt Burns and BMO Private Wealth.

Salary

Base: $94,600.00 - $176,000.00; Bonus/Equity: Not specified; Benefits: health insurance, tuition reimbursement, accident and life insurance, retirement savings plans

Skills & Requirements

Must-have

  • CIRO rules and securities regulation expertise
  • Technology-driven change initiatives
  • Regulatory submissions and approvals
  • Cross-functional stakeholder management
  • Electronic trading platforms understanding

Nice-to-have

  • Ability to navigate ambiguity
  • High professionalism and ethics
  • Experience with regulatory audits
  • Project management certifications

Key Requirements

  • 8+ years compliance or regulatory experience
  • Completion of CSC, Investment Dealer Supervisors Course, or equivalent
  • Deep knowledge of CIRO rules, UMIR, securities laws
  • Experience preparing major regulatory change initiatives

Work Rights

Not specified

Tailored Resume

Cover Letter