Risk & Compliance Senior Associate

Caterpillar UK

Bangalore, India
Onsite
Sox compliance reviews
Ifc assessments
Control gap identification
The incumbent would be responsible for supporting the Sarbanes‑Oxley (SOX) compliance, Internal Financial Control (IFC) program by ensuring adherence to enterprise and business unit policies, internal financial control requirements, and applicable regulatory standards

Job Summary

  • The incumbent would be responsible for supporting the Sarbanes‑Oxley (SOX) compliance, Internal Financial Control (IFC) program by ensuring adherence to enterprise and business unit policies, internal financial control requirements, and applicable regulatory standards.
  • Perform SOX compliance reviews and IFC assessments across business processes, including documentation, design evaluation, and operating effectiveness testing.
  • Work Life Harmony, Holistic Development, and Career development opportunities with global prospects are among the benefits offered.

Matching Summary

The incumbent would be responsible for supporting the Sarbanes‑Oxley (SOX) compliance, Internal Financial Control (IFC) program by ensuring adherence to enterprise and business unit policies, internal financial control requirements, and applicable regulatory standards.

Skills & Requirements

Must-have

  • SOX compliance reviews
  • IFC assessments
  • control gap identification
  • remediation support
  • process documentation

Nice-to-have

  • continuous strengthening of internal control
  • proactive initiatives
  • cross-functional stakeholder coordination
  • work life harmony
  • holistic development

Key Requirements

  • Chartered Accountant (CA) or Certified Internal Auditor (CIA)
  • 3-4 years post-qualification experience
  • Prior experience in SOX compliance, internal audits, or Big 4 / large corporate audit environments
  • Work 5 days a week in the Office

Work Rights

Not specified

Tailored Resume

Cover Letter