Analyst, Employee Compliance

BlackRock UK

London, United Kingdom
Not specified; not specified; comprehensive health...
4d onsite
Asset management or investment banking experience
Power bi, power automate, sql, and excel expertise
Knowledge of mifid ii and conduct rules
The role involves leading BAU employee compliance activities including personal trading, gifts, and complaints while ensuring adherence to regulatory requirements

Job Summary

  • The role involves leading BAU employee compliance activities including personal trading, gifts, and complaints while ensuring adherence to regulatory requirements.
  • Candidates will design and maintain automated reporting solutions using Power BI, SQL, and advanced Excel to translate complex datasets into actionable insights.
  • BlackRock offers a hybrid work model requiring at least four days in the office per week along with comprehensive benefits like Flexible Time Off.

Matching Summary

The role involves leading BAU employee compliance activities including personal trading, gifts, and complaints while ensuring adherence to regulatory requirements.

Salary

Not specified; Not specified; Comprehensive healthcare, retirement plan, tuition reimbursement, Flexible Time Off

Skills & Requirements

Must-have

  • Asset management or investment banking experience
  • Power BI, Power Automate, SQL, and Excel expertise
  • Knowledge of MiFID II and conduct rules
  • Experience with large multi-source datasets
  • Personal trading and outside business activity monitoring

Nice-to-have

  • AI and analytics solution implementation
  • Process re-underwriting and technology enhancement
  • Strong stakeholder partnership and collaboration skills
  • Innovation in driving process evolution

Key Requirements

  • Sector experience in asset management or investment banking
  • Hands-on proficiency with SQL, Power BI, and VBA macros
  • Understanding of current regulatory landscape and conduct rules

Work Rights

Not specified

Tailored Resume

Cover Letter