Supervision Specialist Senior - Pnc Wealth Management

PNC Bank

Bethlehem, PA, United States
Onsite
Finra series 7, 66, 24
Compliance with securities regulations
Coaching financial advisors
The Supervision Specialist Senior plays a crucial role in ensuring compliance with industry regulations and firm policies

Job Summary

  • The Supervision Specialist Senior plays a crucial role in ensuring compliance with industry regulations and firm policies.
  • This position involves monitoring financial advisors and coaching them on proper sales practices.
  • PNC fosters a supportive culture where employees can thrive and achieve balance.

Matching Summary

The Supervision Specialist Senior plays a crucial role in ensuring compliance with industry regulations and firm policies.

Skills & Requirements

Must-have

  • FINRA series 7, 66, 24
  • Compliance with securities regulations
  • Coaching financial advisors

Nice-to-have

  • Inclusive workplace culture
  • Proactive training and mentoring
  • Critical thinking and decision-making

Key Requirements

  • 3+ years of relevant industry experience
  • Bachelor's degree or equivalent experience
  • Series 7, 24, 66 certifications required

Work Rights

Not specified

Tailored Resume

Cover Letter