Swap Operations - Client Onboarding, Senior Associate

STATE STREET

Bangalore, India
3 to 5 years regulatory onboarding experience
Knowledge of isda, csa, ebc regulations
Experience with dodd frank and emir compliance
The role involves reviewing trade exceptions daily and ensuring compliance with Dodd Frank regulations including EBC and Swap Docs

Job Summary

  • The role involves reviewing trade exceptions daily and ensuring compliance with Dodd Frank regulations including EBC and Swap Docs.
  • Candidates will be responsible for setting up client accounts in-house systems while maintaining adherence to FDIC, EMIR, and Volcker requirements.
  • State Street offers a competitive benefits package including flexible work programs and opportunities for professional development.

Matching Summary

The role involves reviewing trade exceptions daily and ensuring compliance with Dodd Frank regulations including EBC and Swap Docs.

Skills & Requirements

Must-have

  • 3 to 5 years regulatory onboarding experience
  • Knowledge of ISDA, CSA, EBC regulations
  • Experience with Dodd Frank and EMIR compliance
  • Ability to review trade exceptions daily
  • Proficiency in setting up client accounts in systems

Nice-to-have

  • Strong problem-solving skills under pressure
  • Excellent oral and written communication
  • Ability to train team members on SOPs
  • Proactive issue escalation capabilities
  • High standard of care in data examination

Key Requirements

  • M.Com or MBA in Finance preferred
  • 3 to 5 years experience in Regulatory Onboarding
  • Shift availability: 5 PM to 2 AM IST or 6 PM to 3 AM IST

Work Rights

Not specified

Tailored Resume

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