Director – Regulatory Management & Remediation

TD Bank

New York, New York, United States
$190,000 - $225,000 usd; not specified; not specif...
Regulatory initiatives planning and execution
Capital markets initiatives leadership
Stakeholder management across defenses
The TD Securities U.S. Regulatory Management & Remediation team is responsible for the planning, execution and delivery of key regulatory initiatives for our US Wholesale business

Job Summary

  • The TD Securities U.S. Regulatory Management & Remediation team is responsible for the planning, execution and delivery of key regulatory initiatives for our US Wholesale business.
  • This role requires strong front‑to‑back ownership of a portfolio of work, from regulatory interpretation and planning through execution, reporting, and sustainable remediation.
  • TD is committed to providing fair and equitable compensation opportunities to all colleagues, with growth opportunities and skill development as defining features of the colleague experience.

Matching Summary

The TD Securities U.S. Regulatory Management & Remediation team is responsible for the planning, execution and delivery of key regulatory initiatives for our US Wholesale business.

Salary

$190,000 - $225,000 USD; Not specified; Not specified

Skills & Requirements

Must-have

  • Regulatory initiatives planning and execution
  • Capital markets initiatives leadership
  • Stakeholder management across defenses
  • Senior-level reporting and communication
  • Risk and controls assessment

Nice-to-have

  • Strategic outcome-oriented perspective
  • Influence without authority
  • Culture of accountability and ownership
  • Continuous improvement mindset

Key Requirements

  • 10+ years of experience in project management, regulatory management, remediation
  • Strong experience working with regulators
  • Solid understanding of capital markets businesses
  • Bachelor’s degree required

Work Rights

Not specified

Tailored Resume

Cover Letter