Chief Compliance Officer

Webull

Saint Petersburg, FL, United States
Base: $165,000 - $200,000 annually; bonus: discret...
On-site
6+ years compliance program management experience
Strong knowledge of investment advisors act
Ability to analyze and interpret financial regulations
Webull is seeking a Chief Compliance Officer in St. Petersburg, FL, to lead compliance operations within their SEC-registered Investment Adviser. The role requires a proactive individual with at least six years of experience in compliance program management, specifically within financial services, and offers a comprehensive benefits package

Job Summary

  • This hands-on leadership role serves as the primary architect and executor of the compliance framework for Webull Advisors.
  • The successful candidate will be responsible for drafting regulatory submissions, managing external audits, and reviewing marketing materials for SEC compliance.
  • Webull offers comprehensive benefits including 100% paid medical and dental insurance, a 401(k) match, and generous time off policies.

Matching Summary

Match Score: 85

Webull is seeking a Chief Compliance Officer in St. Petersburg, FL, to lead compliance operations within their SEC-registered Investment Adviser. The role requires a proactive individual with at least six years of experience in compliance program management, specifically within financial services, and offers a comprehensive benefits package.

Salary

Base: $165,000 - $200,000 annually; Bonus: Discretionary bonus included; Benefits: Comprehensive health coverage, 401(k) match, tuition reimbursement

Skills & Requirements

Must-have

  • 6+ years compliance program management experience
  • Strong knowledge of Investment Advisors Act
  • Ability to analyze and interpret financial regulations
  • Experience with SEC Marketing Rule compliance
  • Proven ability to manage external audits

Nice-to-have

  • Growth mindset for problem solving and innovation
  • High level of initiative for process improvement
  • Commitment to building an inclusive culture
  • Detail-oriented self-motivated professional

Key Requirements

  • 6+ years in compliance program management
  • Knowledge of Investment Advisors Act
  • SEC registration context experience

Work Rights

Not specified

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