Compliance Executive ( FA industry)

THE SUPREME HR ADVISORY PTE. LTD.

Singapore
Base: $3,500 - $4,500; bonus/equity: not specified...
Not specified
Experience in financial advisory industry
Knowledge of financial advisers act
Personal data protection act familiarity
The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive to support its Risk and Compliance department in Singapore. The role requires ensuring compliance with regulatory requirements in the financial advisory industry, and candidates with relevant experience and qualifications are preferred

Job Summary

  • The role involves supporting the Risk and Compliance department to ensure adherence to regulatory requirements including audits and reporting.
  • Candidates must stay updated on regulatory developments such as the Financial Advisers Act and Personal Data Protection Act to support implementation.
  • The position requires conducting due diligence on new business relationships and ongoing monitoring of business partners.

Matching Summary

Match Score: 75

The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive to support its Risk and Compliance department in Singapore. The role requires ensuring compliance with regulatory requirements in the financial advisory industry, and candidates with relevant experience and qualifications are preferred.

Salary

Base: $3500 - $4500; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Experience in financial advisory industry
  • Knowledge of Financial Advisers Act
  • Personal Data Protection Act familiarity
  • Microsoft Excel proficiency

Nice-to-have

  • Compliance qualification preferred
  • Insurance industry experience advantageous
  • Proactive regulatory communication skills

Key Requirements

  • Minimum 'A' level or Diploma
  • Experience in financial advisory industry
  • Compliance qualification (advantageous)

Work Rights

Not specified

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