Emea Global Financial Crimes Assurance Officer

Morgan Stanley UK

Glasgow, United Kingdom
Financial crimes testing plan execution
Risk-based testing methodology
Aml, sanctions, ate, acg risk mitigation
The team helps deliver the Financial Crimes Testing Plan, which provides independent assurance that the Firm is meeting its regulatory obligations and has controls in place to reasonably mitigate AML, Sanctions, ATE, and ACG risks

Job Summary

  • The team helps deliver the Financial Crimes Testing Plan, which provides independent assurance that the Firm is meeting its regulatory obligations and has controls in place to reasonably mitigate AML, Sanctions, ATE, and ACG risks.
  • As a Vice President of the EMEA Financial Crimes Assurance / Testing Team, the candidate will lead and manage the development, implementation and execution of risk-based Financial Crimes testing on design adequacy and operating effectiveness of the Firm’s financial crimes procedures, processes and controls.
  • Morgan Stanley offers a supportive and inclusive environment where individuals can maximize their full potential, with ample opportunity to move about the business for those who show passion and grit in their work.

Matching Summary

The team helps deliver the Financial Crimes Testing Plan, which provides independent assurance that the Firm is meeting its regulatory obligations and has controls in place to reasonably mitigate AML, Sanctions, ATE, and ACG risks.

Skills & Requirements

Must-have

  • Financial Crimes Testing Plan execution
  • Risk-based testing methodology
  • AML, Sanctions, ATE, ACG risk mitigation
  • Regulatory obligations assurance
  • Action plan closure verification
  • Global Financial Crimes governance

Nice-to-have

  • Supportive and inclusive environment
  • Collaborative and creative thinkers
  • Work-life balance philosophy
  • Career growth opportunities

Key Requirements

  • Over 10 years Testing/Monitoring/Assurance or Audit experience
  • Experience in interpreting regulatory risk, laws, or regulations
  • Experience in team management and leading teams
  • Understanding of audit and testing processes

Work Rights

Not specified

Tailored Resume

Cover Letter