Investment Performance Analysis - Investment Compliance Service, Officer

State Street

Hangzhou, China
Investment compliance and risk knowledge
Post-trade investment compliance analysis
Client service and problem solving
State Street Global Delivery provides essential financial information and tools to asset owners and managers to help make better investment choices and generate wealth

Job Summary

  • State Street Global Delivery provides essential financial information and tools to asset owners and managers to help make better investment choices and generate wealth.
  • The role involves ensuring high quality service delivery, supervising team performance, conducting compliance analysis, and leading projects to meet strategic requirements.
  • Employees benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks in an environment that values diversity and empowerment.

Matching Summary

State Street Global Delivery provides essential financial information and tools to asset owners and managers to help make better investment choices and generate wealth.

Skills & Requirements

Must-have

  • Investment compliance and risk knowledge
  • Post-trade investment compliance analysis
  • Client service and problem solving
  • Use of compliance monitor systems
  • Interpretation of IMAs and prospectus restrictions
  • Portfolio restrictions control implementation
  • Team supervision and performance management

Nice-to-have

  • Advanced Excel SQL Python skills
  • Project management skills
  • Process enhancement and SDLC familiarity
  • Strong communication and interpersonal skills
  • Knowledge of financial instruments
  • Experience with low code tools
  • Coding skills in VBA and Python

Key Requirements

  • Bachelor’s degree in Accounting/Mathematics/Finance/Economics or equivalent
  • 5+ years investment analytics experience
  • 1+ years team management experience preferred
  • Proven experience with compliance monitor systems
  • Strong understanding of regulations and global market practices
  • Ability to decode complex legal and investment documents
  • Work authorization not specified

Work Rights

Not specified

Tailored Resume

Cover Letter