Ed, Senior Wealth Management Litigation Attorney

Morgan Stanley

New York, United States
Base: $165,000 - $275,000; bonus/equity: not speci...
On-site
Finra arbitrations
Sec, finra, doj investigations
Strong oral and written advocacy
Morgan Stanley is seeking a senior litigation attorney to handle a docket of arbitrations, civil litigations and regulatory enforcement investigations and inquiries for its Wealth Management business

Job Summary

  • Morgan Stanley is seeking a senior litigation attorney to handle a docket of arbitrations, civil litigations and regulatory enforcement investigations and inquiries for its Wealth Management business.
  • The position requires strong oral and written advocacy, analytical skills, creativity, and the ability to communicate effectively with clients, colleagues, and regulators.
  • Candidates must be able to manage independently a large volume of diverse matters, including arbitrations before FINRA Dispute Resolution; civil litigations in state and federal court; and regulatory enforcement matters and investigations conducted by the SEC, FINRA, DOJ and state regulators.

Matching Summary

Morgan Stanley is seeking a senior litigation attorney to handle a docket of arbitrations, civil litigations and regulatory enforcement investigations and inquiries for its Wealth Management business.

Salary

Base: $165,000 - $275,000; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • FINRA arbitrations
  • SEC, FINRA, DOJ investigations
  • Strong oral and written advocacy
  • Manage large volume of diverse matters
  • Defend broker-dealer claims

Nice-to-have

  • Creative problem solver
  • Tenacious and determined
  • Collaborate cross-functionally

Key Requirements

  • 10+ years of litigation experience
  • Member of the New York Bar
  • Significant trial/arbitration experience
  • Regulatory investigations/enforcement experience

Work Rights

Not specified

Tailored Resume

Cover Letter