This role is responsible for managing the Compliance Department as a second line of defense to ensure regulatory and market conduct risks are effectively controlled
Job Summary
This role is responsible for managing the Compliance Department as a second line of defense to ensure regulatory and market conduct risks are effectively controlled.
The incumbent will implement an effective compliance risk assessment program and engage with key business stakeholders to identify and manage emerging ethical risks.
The position requires developing and implementing education programs to embed a culture of compliance and ethics while reporting regularly to the Senior Management Team and Board.
Matching Summary
This role is responsible for managing the Compliance Department as a second line of defense to ensure regulatory and market conduct risks are effectively controlled.
Skills & Requirements
Must-have
10 years financial industry experience
Regulatory compliance program implementation
Second line of defense management
Risk control framework development
Senior Management Team liaison
Nice-to-have
Strong coaching and leadership skills
Excellent written communication in English
Ability to work under pressure
Business acumen and problem solving
High level of integrity
Key Requirements
Bachelor's degree in Accounting, Finance, Law or Business
10 years solid work experience in financial industry
Module 9, 10, and 11 of Securities Commission Malaysia Licensing Examination preferred