The Director of Compliance will serve as the Manager in Charge Compliance & MLRO and act as the primary point of contact with the Hong Kong Securities and Futures Commission
Job Summary
The Director of Compliance will serve as the Manager in Charge Compliance & MLRO and act as the primary point of contact with the Hong Kong Securities and Futures Commission.
This role requires deep expertise in implementing the SFC's regulatory framework for virtual asset trading platforms, including rules on client asset segregation and cybersecurity.
The successful candidate will be instrumental in building a robust culture of compliance while overseeing risk assessments and suspicious activity reporting.
Matching Summary
The Director of Compliance will serve as the Manager in Charge Compliance & MLRO and act as the primary point of contact with the Hong Kong Securities and Futures Commission.
Skills & Requirements
Must-have
SFC regulated entity experience
Virtual Asset Trading Platform knowledge
AML CTF program implementation
KYC and transaction monitoring
Regulatory reporting and liaison
Nice-to-have
Cryptocurrency business experience
Cantonese or Mandarin proficiency
ACAMS or CFE certification
Fast-paced dynamic environment
Strong analytical problem-solving skills
Key Requirements
8-10 years senior compliance experience in Hong Kong
Direct hands-on experience with SFC-regulated entities
Bachelor's degree in Law, Finance, or related field