Senior Risk & Compliance Manager – Investments & Wealth Management

Mercer

Hybrid
Investment regulatory obligations
Manage regulatory risk
Financial advice and investment activities
Provide trusted technical risk and compliance expertise across financial advice and investment activities

Job Summary

  • Provide trusted technical risk and compliance expertise across financial advice and investment activities.
  • Maintain and uplift policies, standards and guidance materials, translating regulation into workable business guidance.
  • A visible role with meaningful impact across advice and investment outcomes.

Matching Summary

Provide trusted technical risk and compliance expertise across financial advice and investment activities.

Skills & Requirements

Must-have

  • Investment regulatory obligations
  • Manage regulatory risk
  • Financial advice and investment activities
  • Technical risk and compliance expertise
  • Stakeholder trust and confidence

Nice-to-have

  • Pragmatic business-enabling approach
  • Continuous improvement mindset
  • Collaborative culture
  • Flexible working and wellbeing support

Key Requirements

  • 7-10+ years’ Risk/Compliance/Legal experience
  • Relevant tertiary and/or industry qualifications
  • Strong understanding of financial markets
  • Approval to work in Australia

Work Rights

Must have approval to work in Australia

Tailored Resume

Cover Letter