Market Surveillance (Securities; Listed Financial Institution)

LICO RESOURCES PTE. LTD.

Singapore, Singapore
Securities market conduct rules knowledge
Trading monitoring and alert review experience
Pattern recognition in trading activity
The role involves monitoring trading activity across securities markets to ensure compliance with applicable rules and regulations

Job Summary

  • The role involves monitoring trading activity across securities markets to ensure compliance with applicable rules and regulations.
  • Candidates will contribute to the ongoing development of the surveillance framework and enhance monitoring effectiveness.
  • The position requires engaging regularly with internal business units, brokers, traders, and external regulators.

Matching Summary

Match Score: 85

The role involves monitoring trading activity across securities markets to ensure compliance with applicable rules and regulations.

Skills & Requirements

Must-have

  • Securities market conduct rules knowledge
  • Trading monitoring and alert review experience
  • Pattern recognition in trading activity
  • Stakeholder engagement with regulators

Nice-to-have

  • Inquisitive nature for investigation
  • Technology-driven surveillance systems comfort
  • Team player with leadership potential
  • Cross-functional project support skills

Key Requirements

  • Minimum 2 years relevant experience
  • Degree in Business, Accountancy, or Information Systems
  • Background in trading compliance or transaction monitoring

Work Rights

Not specified

Tailored Resume

Cover Letter