Compliance Executive (FA/Insurance) - YZ11

THE SUPREME HR ADVISORY PTE. LTD.

Singapore
Base: $3,500 - $4,500; bonus/equity: not specified...
Flexi work hours (8am to 6:30pm, monday - friday)
Financial advisers act knowledge
Personal data protection act familiarity
Balanced scorecard audit experience
The Compliance Executive position at The Supreme HR Advisory Pte. Ltd. involves ensuring regulatory compliance within a financial advisory firm in Singapore. Candidates should possess relevant experience in the financial advisory sector, ideally with compliance qualifications, and be proficient in Microsoft Excel

Job Summary

  • The role involves ensuring the company functions in a legal and ethical manner while meeting business goals.
  • Key responsibilities include performing balanced scorecard audits, regulatory reporting, and conducting due diligence on new business relationships.
  • Candidates must be motivated to communicate regulatory changes and support their implementation across the organization.

Matching Summary

Match Score: 75

The Compliance Executive position at The Supreme HR Advisory Pte. Ltd. involves ensuring regulatory compliance within a financial advisory firm in Singapore. Candidates should possess relevant experience in the financial advisory sector, ideally with compliance qualifications, and be proficient in Microsoft Excel.

Salary

Base: $3500 - $4500; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Financial Advisers Act knowledge
  • Personal Data Protection Act familiarity
  • Balanced scorecard audit experience
  • Microsoft Excel proficiency
  • Regulatory reporting skills

Nice-to-have

  • Motivated to stay abreast of regulatory developments
  • Experience in FA or insurance industry
  • Strong communication for change implementation
  • Proactive misconduct investigation approach

Key Requirements

  • Minimum 'A' level or Diploma
  • Experience in financial advisory industry
  • FA or insurance industry background preferred

Work Rights

Not specified

Tailored Resume

Cover Letter