Head - Investment Compliance & Controls Monitoring
M&G plc
Mumbai, India
Hybrid
Buy-side asset management compliance
Mandate interpretation and rule coding
Pre-trade and post-trade monitoring
This senior leadership role is accountable for the end-to-end investment compliance capability including controls monitoring, market abuse monitoring, and governance reporting
Job Summary
This senior leadership role is accountable for the end-to-end investment compliance capability including controls monitoring, market abuse monitoring, and governance reporting.
The position requires deep domain expertise in translating complex client mandates and prospectus constraints into robust system-based controls using platforms like Aladdin.
Candidates will lead a high-performing team to drive continuous control enhancement, reduce repeat breaches, and ensure adherence to UK/European regulatory frameworks.
Matching Summary
This senior leadership role is accountable for the end-to-end investment compliance capability including controls monitoring, market abuse monitoring, and governance reporting.
Skills & Requirements
Must-have
Buy-side asset management compliance
Mandate interpretation and rule coding
Pre-trade and post-trade monitoring
Breach management and root-cause analysis
Market abuse monitoring oversight
BlackRock Aladdin platform experience
Nice-to-have
Strong stakeholder influence skills
Continuous improvement mindset
Multi-cultural global environment experience
Power BI reporting capabilities
ESG sustainability framework knowledge
Key Requirements
15+ years buy-side asset management experience
Master's degree in Finance, Economics, or Mathematics