Chief Compliance Officer - Occ

CRYPTO

United States, United States
On-site
Monitor operations adherence
Implement compliance policies
Conduct annual risk assessment
The Chief Compliance Officer (CCO) at CRYPTO will oversee compliance operations at the Foris DAX National Trust Bank, ensuring adherence to policies and regulations. The role involves implementing compliance measures, conducting risk assessments, and reporting compliance status to the Board and Audit Committee

Job Summary

  • The Chief Compliance Officer (CCO) will monitor operations to ensure that personnel adhere to the relevant policies and procedures, that the compliance function is managed effectively, and that the compliance standards are met to the satisfaction of the Office of the Comptroller of the Currency (OCC).
  • Accordingly, the CCO will implement and maintain compliance policies and procedures and maintain oversight of relevant Legal and Finance policies.
  • The Chief Compliance Officer will report to the Board and the Audit Committee regularly on the status of compliance and all material incidents of non-compliance to the President as soon as practicable as well as to the Board directly where appropriate.

Matching Summary

Match Score: 85

The Chief Compliance Officer (CCO) at CRYPTO will oversee compliance operations at the Foris DAX National Trust Bank, ensuring adherence to policies and regulations. The role involves implementing compliance measures, conducting risk assessments, and reporting compliance status to the Board and Audit Committee.

Skills & Requirements

Must-have

  • monitor operations adherence
  • implement compliance policies
  • conduct annual risk assessment
  • coordinate with external auditors
  • report to Board and Audit Committee

Nice-to-have

  • effective compliance management
  • personnel compliance training
  • support SOC audits

Key Requirements

  • Head of Compliance role
  • satisfaction of the OCC
  • oversight of Legal and Finance policies
  • work with Treasurer and Information Security Officer

Work Rights

Not specified

Tailored Resume

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