Private Bank Americas – Senior Compliance Officer - Vice President
Deutsche Bank
New York, NY, USA
Base: $125,000 to $222,500; bonus/equity: not spec...
Hybrid
Bachelor's degree in finance or accounting
Proven experience in financial services compliance
Knowledge of us banking and broker-dealer regulations
The role serves as a senior compliance advisor to Private Bank Lending businesses, providing independent oversight and informed judgment on applicable laws
Job Summary
The role serves as a senior compliance advisor to Private Bank Lending businesses, providing independent oversight and informed judgment on applicable laws.
Candidates will lead compliance risk assessments, targeted reviews, and ongoing surveillance while supporting regulatory examinations and inquiries.
Deutsche Bank offers a hybrid working model, competitive compensation packages including health benefits, and a diverse inclusive environment.
Matching Summary
The role serves as a senior compliance advisor to Private Bank Lending businesses, providing independent oversight and informed judgment on applicable laws.
Salary
Base: $125,000 to $222,500; Bonus/Equity: Not specified; Benefits: Health, retirement, parental leave, and volunteer programs included
Skills & Requirements
Must-have
Bachelor's degree in Finance or Accounting
Proven experience in financial services compliance
Knowledge of US banking and broker-dealer regulations
Experience supporting regulatory examinations
Ability to influence senior stakeholders
Nice-to-have
JD or MBA preferred
Prior regulatory agency experience
Experience with Private Bank or Wealth Management
Global investment bank background
Strong relationship-building skills
Key Requirements
Bachelor's degree required; JD or MBA strongly preferred
Proven compliance advisory support within financial services
Experience with state and federal regulatory requirements
Strong analytical and problem-solving skills
New York office work expectation under hybrid model