Service Associate - Series 7 & 63 Required

Chartwell Investment Partners

Base salary components included; + compensation ma...
Hybrid
Series 7 and series 63 licensing required
Inbound and outbound client communication
Trade execution across multiple asset types
This role focuses on delivering a Service 1st client experience without sales goals while serving as the initial point of contact for clients

Job Summary

  • This role focuses on delivering a Service 1st client experience without sales goals while serving as the initial point of contact for clients.
  • The position involves executing client-directed trades, processing transactions like wires and ACH transfers, and managing diverse account types including trusts and estates.
  • Candidates must possess Series 7 and Series 63 licenses along with at least three years of financial services industry experience.

Matching Summary

This role focuses on delivering a Service 1st client experience without sales goals while serving as the initial point of contact for clients.

Salary

Base salary components included; Additional compensation may include cash or equity; Discretionary bonuses or commissions possible

Skills & Requirements

Must-have

  • Series 7 and Series 63 licensing required
  • Inbound and outbound client communication
  • Trade execution across multiple asset types
  • Transaction processing for ACH and wire transfers
  • Management of trust and estate accounts

Nice-to-have

  • Strong organizational and time management skills
  • Ability to work under stress in fast-paced environment
  • Experience with back-office alerts and compliance
  • Proactive client communication approach

Key Requirements

  • Series 7 license required
  • Series 63 license required
  • SIE exam required or exemption
  • Three years financial services experience
  • High school diploma minimum

Work Rights

Not specified

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