Compliance Testing Manager (us)

TD Bank

Charlotte, North Carolina, United States
Base: $91,000 - $136,240 usd; bonus/equity: eligib...
7+ years compliance testing experience
Independent risk-based testing execution
Regulatory compliance knowledge
The role involves reshaping compliance structures and processes while driving innovation in a fast-paced, start-up-like setting

Job Summary

  • The role involves reshaping compliance structures and processes while driving innovation in a fast-paced, start-up-like setting.
  • Candidates will plan and oversee independent compliance testing and validations to assess the effectiveness of operational procedures and controls.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, and extensive career development opportunities.

Matching Summary

The role involves reshaping compliance structures and processes while driving innovation in a fast-paced, start-up-like setting.

Salary

Base: $91,000 - $136,240 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, savings, retirement, PTO, and banking discounts

Skills & Requirements

Must-have

  • 7+ years compliance testing experience
  • independent risk-based testing execution
  • regulatory compliance knowledge
  • project management skills
  • subject matter expertise in controls

Nice-to-have

  • entrepreneurial mindset
  • comfort with ambiguity
  • strategic and tactical approach
  • collaborative team player
  • desire to build from ground up

Key Requirements

  • Undergraduate degree or equivalent work experience
  • 7+ years of experience in testing, audit, or operations
  • CRCM certification preferred
  • Knowledge of risk management environment and regulations

Work Rights

Not specified

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