Sru Accounts Team Manager

Morgan Stanley

Not specified; not specified; comprehensive employ...
Account activity review and approval
Sec/finra compliance knowledge
High volume request management
The AT Manager will supervise a team of AT Specialists to ensure New Accounts and Account Modifications are appropriately reviewed and approved

Job Summary

  • The AT Manager will supervise a team of AT Specialists to ensure New Accounts and Account Modifications are appropriately reviewed and approved.
  • This role requires applying firm policies on account opening and maintenance activity including Know Your Client (KYC) and Client Identification Program (CIP).
  • Morgan Stanley offers an environment where teams are relentless collaborators fueled by diverse backgrounds and experiences with ample opportunity for career movement.

Matching Summary

The AT Manager will supervise a team of AT Specialists to ensure New Accounts and Account Modifications are appropriately reviewed and approved.

Salary

Not specified; Not specified; Comprehensive employee benefits and perks in the industry

Skills & Requirements

Must-have

  • Account Activity review and approval
  • SEC/FINRA Compliance knowledge
  • High volume request management
  • Team supervision and leadership
  • Firm policy application

Nice-to-have

  • Broker/dealer risk experience
  • Strong interpersonal client service skills
  • Project and remediation effort participation
  • Fast paced environment adaptability
  • Building rapport with field leadership

Key Requirements

  • Bachelor's degree required
  • Series 7, 63/65 or 66 licenses required
  • Series 9/10 licenses required
  • 3+ years industry experience
  • Broker/dealer risk experience preferred

Work Rights

Not specified

Tailored Resume

Cover Letter