Compliance Surveillance Officer For Communication, Information Barrier, And Trade Surveillance - Avp

Deutsche Bank UK

Manila, Philippines
Competitive salary; attractive retirement benefit;...
Not specified
8-10 years surveillance experience
Knowledge of financial market products
Understanding of market abuse principles
Deutsche Bank UK is seeking a Compliance Surveillance Officer for Communication, Information Barrier, and Trade Surveillance in Manila, Philippines. The role focuses on monitoring compliance across various financial products and ensuring adherence to market regulations, requiring extensive experience in surveillance and compliance

Job Summary

  • The role involves conducting global surveillance monitoring on financial products including Fixed Income, Swaps, Foreign Exchange, and Listed Derivatives.
  • Candidates will be responsible for reviewing surveillance alerts to identify evidence of market abuse, manipulation, and insider trading while adhering to strict SLAs.
  • Deutsche Bank offers a competitive salary, attractive retirement benefits, medical insurance, and 20 days of annual vacation to support employee wellbeing.

Matching Summary

Match Score: 85

Deutsche Bank UK is seeking a Compliance Surveillance Officer for Communication, Information Barrier, and Trade Surveillance in Manila, Philippines. The role focuses on monitoring compliance across various financial products and ensuring adherence to market regulations, requiring extensive experience in surveillance and compliance.

Salary

Competitive Salary; Attractive Retirement Benefit; Medical and Life Insurance

Skills & Requirements

Must-have

  • 8-10 years surveillance experience
  • Knowledge of financial market products
  • Understanding of market abuse principles
  • Proficiency with Bloomberg or Reuters
  • Experience with SmartsBroker platform

Nice-to-have

  • Fluency in Asian or European languages
  • MS Office Macro writing skills
  • Awareness of AI applications
  • Project management experience
  • UAT testing experience

Key Requirements

  • Minimum 8-10 years in Compliance Surveillance
  • Degree level preferably in finance or economics
  • Fluent English spoken and written

Work Rights

Not specified

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