Training & Competence Supervisor

M&G plc

Huddersfield, United Kingdom
Sm&cr and ar regimes
Coaching and development of advisers
Maintaining company standards for advice
The successful candidate will make important contributions to our regulatory alignment with SM&CR and the AR regimes, coaching & development of advisers and maintaining company standards for advice

Job Summary

  • The successful candidate will make important contributions to our regulatory alignment with SM&CR and the AR regimes, coaching & development of advisers and maintaining company standards for advice.
  • Our purpose is to give everyone real confidence to put their money to work.
  • Our UK benefits include: As a savings and Investments firm we are proud to offer a valuable pension scheme of 18% , with 13% made up of Employer Contributions and 5% Employee Contributions.

Matching Summary

The successful candidate will make important contributions to our regulatory alignment with SM&CR and the AR regimes, coaching & development of advisers and maintaining company standards for advice.

Skills & Requirements

Must-have

  • SM&CR and AR regimes
  • coaching and development of advisers
  • maintaining company standards for advice
  • assessments of their KPI's
  • Fit and Proper assessments
  • analysis of internal records

Nice-to-have

  • driven and resilient individual
  • interest in business areas
  • inclusive culture
  • Disability Confident Leader

Key Requirements

  • Existing experience in supervisory duties
  • Level 4 Diploma in Financial Planning
  • CF6, CF8, ER1, J07, Advanced Diploma
  • Knowledge of SM&CR, PROD, MiFID, AR Regime
  • Ability to be flexible

Work Rights

Not specified

Tailored Resume

Cover Letter