Sru Accounts Team Manager

Morgan Stanley UK

South Jordan, United States
On-site
Account activity review and approval
Firm policies and procedures
Client identification program (cip)
Morgan Stanley UK is seeking an Accounts Team Manager to oversee account activity review and approval functions while supervising a team of AT Specialists. The role requires strong leadership, compliance knowledge, and the ability to deliver exceptional customer service in a fast-paced environment

Job Summary

  • The AT Manager will supervise a team of AT Specialists and work closely with all levels of field management to ensure New Accounts and Account Modifications are appropriately reviewed and approved.
  • Responsibilities include primary oversight of Account Activity review and approval functions, ensuring consistency, quality, and compliance with firm policies and procedures.
  • The role requires applying firm policies and procedures on account opening and maintenance activity, keeping current on regulatory guidelines, and mitigating risk.

Matching Summary

Match Score: 85

Morgan Stanley UK is seeking an Accounts Team Manager to oversee account activity review and approval functions while supervising a team of AT Specialists. The role requires strong leadership, compliance knowledge, and the ability to deliver exceptional customer service in a fast-paced environment.

Skills & Requirements

Must-have

  • Account Activity review and approval
  • Firm policies and procedures
  • Client Identification Program (CIP)
  • Know Your Client (KYC)
  • SEC/FINRA guidelines
  • High volume of requests
  • Fast-paced environment

Nice-to-have

  • World class customer service
  • Risk mitigation
  • Project and remediation efforts
  • Building rapport with leadership

Key Requirements

  • Bachelor's degree or equivalent education/experience
  • Series 7, 63/65 or 66, and 9/10 licenses required
  • 3+ years of industry experience
  • Previous supervisory experience

Work Rights

Not specified

Tailored Resume

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