Senior Compliance Officer

Invesco UK

Downers Grove, US
Base: $100,000 - $111,000pyear; bonus/equity: not ...
Hybrid
1940 act etfs compliance
Equity, fixed income, derivative securities
Regulatory exam support
The Senior Compliance Officer will assist in coordinating and creating consistency across the Americas region for centralized internal and external client reporting requests to meet compliance standards and requirements

Job Summary

  • The Senior Compliance Officer will assist in coordinating and creating consistency across the Americas region for centralized internal and external client reporting requests to meet compliance standards and requirements.
  • As a Senior Compliance Officer, you will contribute to the effective execution of compliance monitoring, testing, and regulatory support for Invesco’s 1940 Act ETFs and related accounts.
  • Invesco employees get more out of life through our comprehensive compensation and benefit offerings including flexible paid time off and a hybrid work schedule.

Matching Summary

The Senior Compliance Officer will assist in coordinating and creating consistency across the Americas region for centralized internal and external client reporting requests to meet compliance standards and requirements.

Salary

Base: $100,000 - $111,000/year; Bonus/Equity: Not specified; Benefits: Comprehensive compensation and benefit offerings

Skills & Requirements

Must-have

  • 1940 Act ETFs compliance
  • Equity, fixed income, derivative securities
  • Regulatory exam support
  • Policy interpretation and escalation
  • Compliance record maintenance

Nice-to-have

  • Global team collaboration
  • Detail-oriented professional
  • Proactive risk identification

Key Requirements

  • Minimum 3 years asset management experience
  • Knowledge of domestic and international securities laws
  • Bachelor's degree preferred in finance or related field

Work Rights

Not specified

Tailored Resume

Cover Letter