Senior Risk Analyst - 2lod Controls Testing And Oversight

TD Ameritrade

New York, New York, United States of America
Base: $72,280 - $117,520 usd; bonus/equity: eligib...
2lod controls testing execution
Operational risk management expertise
Regulatory compliance analysis
This role supports the independent second line of defense by executing controls testing across business processes and technology platforms to ensure regulatory adherence

Job Summary

  • This role supports the independent second line of defense by executing controls testing across business processes and technology platforms to ensure regulatory adherence.
  • The position requires expert judgment to provide guidance on risk matters, challenge business lines, and drive standardization of control designs.
  • TD Ameritrade offers a competitive compensation package including base salary, variable incentives, and comprehensive benefits focused on colleague well-being and career development.

Matching Summary

This role supports the independent second line of defense by executing controls testing across business processes and technology platforms to ensure regulatory adherence.

Salary

Base: $72,280 - $117,520 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, retirement, PTO, and banking discounts included

Skills & Requirements

Must-have

  • 2LOD controls testing execution
  • Operational risk management expertise
  • Regulatory compliance analysis
  • Data analytics for risk reporting
  • Stakeholder challenge and advisory

Nice-to-have

  • Generative AI automation experience
  • Business banking sector knowledge
  • Strong written communication skills
  • Cross-functional collaboration ability
  • Continuous process improvement mindset

Key Requirements

  • Bachelor's degree required
  • 5+ years in operational risk or internal audit
  • Experience with Microsoft Copilot and AI tools
  • Knowledge of FR 2052a, LCR, NSFR reports preferred
  • Professional certifications like CRISC, CISA, or CIA preferred

Work Rights

Not specified

Tailored Resume

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