Service Associate - Series 7 & 63 Required

Willenborg Wealth Management

Base salary components included; + compensation ma...
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Series 7 and series 63 licensing required
Inbound and outbound client communication
Trade execution across asset types
** Willenborg Wealth Management is seeking a Service Associate with Series 7 and 63 licenses, to provide exceptional client service in a hybrid work environment. The role emphasizes a client-first approach, focusing on resolving account issues, executing trades, and maintaining strong communication with clients. **

Job Summary

  • This role focuses on delivering a Service 1st client experience without sales goals.
  • The position involves executing trades, processing transactions, and managing diverse account types including trusts and estates.
  • Employees are eligible for a comprehensive benefits package including medical, dental, vision, retirement savings, and paid time off.

Matching Summary

Match Score: 75

** Willenborg Wealth Management is seeking a Service Associate with Series 7 and 63 licenses, to provide exceptional client service in a hybrid work environment. The role emphasizes a client-first approach, focusing on resolving account issues, executing trades, and maintaining strong communication with clients. **

Salary

Base salary components included; Additional compensation may include cash or equity; Discretionary bonuses or commissions possible

Skills & Requirements

Must-have

  • Series 7 and Series 63 licensing required
  • Inbound and outbound client communication
  • Trade execution across asset types
  • Transaction processing including wires and ACH
  • Compliance with Code of Business Conduct

Nice-to-have

  • Strong organizational and time management skills
  • Ability to work under stress in fast-paced environment
  • Experience with trust and estate accounts
  • Proactive client communication approach
  • Detail-oriented workflow management

Key Requirements

  • High School Diploma or equivalent
  • Three years' experience in financial services industry
  • Series 7 license required
  • Series 63 license required
  • SIE exam required unless exempted

Work Rights

Not specified

Tailored Resume

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