Compliance Testing, Director, Oversight, Monitoring And Testing

Morstan

Compliance testing execution and documentation
Risk identification and test scope development
Strong communication and interpersonal skills
Morgan Stanley is a global leader in financial services operating in more than 40 countries with a strong commitment to diversity and inclusion

Job Summary

  • Morgan Stanley is a global leader in financial services operating in more than 40 countries with a strong commitment to diversity and inclusion.
  • The role involves leading compliance testing activities, including planning, execution, reporting, and collaborating with multiple business and risk groups to strengthen internal controls.
  • Employees at Morgan Stanley benefit from a supportive and inclusive environment with comprehensive benefits and opportunities for career growth.

Matching Summary

Morgan Stanley is a global leader in financial services operating in more than 40 countries with a strong commitment to diversity and inclusion.

Skills & Requirements

Must-have

  • Compliance testing execution and documentation
  • Risk identification and test scope development
  • Strong communication and interpersonal skills
  • Proficient in Microsoft Office
  • Ability to work independently on compliance protocols

Nice-to-have

  • Self-motivated and enthusiastic individual
  • Ability to handle fast-paced environment
  • Strong analytical and research skills
  • Experience working across diverse teams
  • Knowledge of global markets and regulations

Key Requirements

  • 5+ years relevant experience
  • Compliance Testing experience
  • FINRA licenses highly preferred
  • Bachelor's Degree or higher
  • Series 7 license
  • Industry qualifications such as CA, CPA, CIA

Work Rights

Not specified

Tailored Resume

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