Enhanced Due Diligence Senior Analyst

Interactive Brokers Group, Inc.

Chicago, IL, United States
Base: $75,000 to $85,000 annually; bonus/equity: d...
On-site
3+ years broker dealer or fcm experience
Knowledge of bank secrecy act and patriot act
Experience with trade surveillance and capital markets
The role involves conducting reviews of new and existing clients' KYC profiles and transactions in accordance with IBKR policy

Job Summary

  • The role involves conducting reviews of new and existing clients' KYC profiles and transactions in accordance with IBKR policy.
  • Interactive Brokers is a global financial services company recognized as the #1 online broker for six consecutive years.
  • The position offers a competitive salary range of $75,000 to $85,000 annually along with stock grants and comprehensive health benefits.

Matching Summary

The role involves conducting reviews of new and existing clients' KYC profiles and transactions in accordance with IBKR policy.

Salary

Base: $75,000 to $85,000 annually; Bonus/Equity: Discretionary cash bonus and stock award; Benefits: 401(k) match, medical/dental/vision, tuition reimbursement

Skills & Requirements

Must-have

  • 3+ years Broker Dealer or FCM experience
  • Knowledge of Bank Secrecy Act and PATRIOT Act
  • Experience with trade surveillance and capital markets
  • Ability to write suspicious activity reports

Nice-to-have

  • Self-motivated with minimal supervision
  • Excellent verbal and written communication skills
  • Detail-oriented project management abilities
  • Experience in internal audit or legal control functions

Key Requirements

  • Bachelor's degree in law, accounting, or data analytics
  • ACAMS, CFE, CFCS, Series 7, or FINRA licenses
  • US work authorization status required

Work Rights

Not specified

Tailored Resume

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