Director, Swap Dealer Compliance

Smbc Global Foundation Inc

New York, NY, US
Base: $163,000.00 - $250,000.00; bonus/equity: eli...
On-site
Swap dealer regulatory framework
Dodd-frank act title vii
Derivatives compliance
Serve as a key advisor to the derivatives business, guiding them through the complex regulatory landscape, including Title VII of the Dodd-Frank Act

Job Summary

  • Serve as a key advisor to the derivatives business, guiding them through the complex regulatory landscape, including Title VII of the Dodd-Frank Act.
  • Partner across Legal, Risk, Operations, Technology, the Front Office, and Internal Audit to champion and maintain a robust, best-in-class Compliance Program.
  • SMBC offers a competitive portfolio of benefits to its employees, in addition to cash compensation and potential annual discretionary incentive awards.

Matching Summary

Serve as a key advisor to the derivatives business, guiding them through the complex regulatory landscape, including Title VII of the Dodd-Frank Act.

Salary

Base: $163,000.00 - $250,000.00; Bonus/Equity: Eligible for annual discretionary incentive award; Benefits: Competitive portfolio of benefits

Skills & Requirements

Must-have

  • Swap dealer regulatory framework
  • Dodd-Frank Act Title VII
  • Derivatives compliance
  • CFTC and SEC rules
  • Risk management programs

Nice-to-have

  • Collaborative stakeholder management
  • Proactive process improvement
  • Industry best practices
  • Strong communication skills

Key Requirements

  • 7+ years of relevant Compliance experience
  • BA/BS degree required
  • JD is a strong plus
  • Subject matter expertise in CFTC/SEC swap dealer regulations

Work Rights

Not specified

Tailored Resume

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