Supervision Analyst

Corebridge Financial Services

Houston, TX, United States
Hybrid
Analyze sales activity
Identify trends and patterns
Secondary transaction review
The Supervision Analyst is expected to work toward becoming familiar with the firm’s products, services, and systems while obtaining appropriate licenses to perform supervision and surveillance functions

Job Summary

  • The Supervision Analyst is expected to work toward becoming familiar with the firm’s products, services, and systems while obtaining appropriate licenses to perform supervision and surveillance functions.
  • Supervision Analysts collaborate closely with the firm’s various Compliance departments and field leadership to preserve the interest of our clients by detecting and mitigating conflicts of interest.
  • At Corebridge Financial, we prioritize the health, well-being, and work-life balance of our employees.

Matching Summary

The Supervision Analyst is expected to work toward becoming familiar with the firm’s products, services, and systems while obtaining appropriate licenses to perform supervision and surveillance functions.

Skills & Requirements

Must-have

  • Analyze sales activity
  • Identify trends and patterns
  • Secondary transaction review
  • Detect and mitigate conflicts
  • Timely and thoughtful analysis
  • Respond to inquiries

Nice-to-have

  • Exceptional service and support
  • Independent thought and decision making
  • Fast-paced and ever-changing environment
  • Effective relations with partners

Key Requirements

  • FINRA Series 7 required
  • 2+ years of experience in Financial Services
  • Obtain preferred licenses within 120 days

Work Rights

Not specified

Tailored Resume

Cover Letter