This role is responsible for managing the Compliance Department as a second line of defense to ensure regulatory and market conduct risks are effectively controlled
Job Summary
This role is responsible for managing the Compliance Department as a second line of defense to ensure regulatory and market conduct risks are effectively controlled.
The position requires implementing an effective compliance program aligned with AIA Group's strategic directions and operating principles.
Candidates must possess at least 10 years of solid work experience in the financial industry handling compliance and controls.
Matching Summary
This role is responsible for managing the Compliance Department as a second line of defense to ensure regulatory and market conduct risks are effectively controlled.
Skills & Requirements
Must-have
10 years financial industry experience
Fund management regulatory understanding
Second line of defense compliance
SMT engagement and reporting
Risk control framework implementation
Nice-to-have
Strong leadership and coaching skills
Excellent written communication in English
Ability to work under pressure
Business acumen and problem solving
High level of integrity and accountability
Key Requirements
Bachelor's degree in Accounting, Finance, Law or Business
10 years solid work experience in financial industry
Passed Module 9, 10, and 11 of Securities Commission Malaysia Licensing Examination
In-depth understanding of fund management business and regulatory development