Registered Associate Ii

Northern Trust Corporation

Fort Lauderdale, FL, US
Base: $64,125 - $105,925 usd; bonus/equity: discre...
Onsite
Strong understanding of investment products
Experience with brokerage operations
Knowledge of regulatory requirements
Northern Trust Corporation is seeking a Registered Associate II for their Fort Lauderdale, FL office. This role involves providing essential support to Financial Advisors and managing client service needs, requiring a strong understanding of investment products and brokerage operations

Job Summary

  • The Registered Associate II provides day-to-day support to Financial Advisors by managing client service needs and acting as a key liaison between clients, advisors, and internal partners.
  • This role requires a strong understanding of investment products, brokerage operations, and regulatory requirements to deliver high-quality, proactive client service.
  • Northern Trust offers a comprehensive benefits package including retirement benefits, health and welfare benefits, paid time off, and a discretionary bonus program.

Matching Summary

Match Score: 85

Northern Trust Corporation is seeking a Registered Associate II for their Fort Lauderdale, FL office. This role involves providing essential support to Financial Advisors and managing client service needs, requiring a strong understanding of investment products and brokerage operations.

Salary

Base: $64,125 - $105,925 USD; Bonus/Equity: Discretionary bonus program potentially including equity component; Benefits: Comprehensive package including 401k, pension, medical, dental, vision, and paid time off

Skills & Requirements

Must-have

  • Strong understanding of investment products
  • Experience with brokerage operations
  • Knowledge of regulatory requirements
  • Account opening and maintenance skills
  • Trade execution capabilities

Nice-to-have

  • Mentoring less-experienced team members
  • Cross-functional collaboration experience
  • Business process improvement initiatives
  • Wealthscape software proficiency
  • Morningstar Analytics experience

Key Requirements

  • Bachelor's degree preferred
  • FINRA licenses: SIE, Series 7 or 7TO, Series 63/65 or 66
  • Minimum 2 years of client-facing experience in brokerage or financial services
  • Proficiency with Microsoft Office and CRM systems

Work Rights

Not specified

Tailored Resume

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