Market Conduct Investigator (1 Year Contract)

PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED

Singapore, Singapore
Not specified
3-5 years compliance experience
Investigation of customer complaints
Knowledge of insurance act and faa
Prudential Assurance Company Singapore is seeking a Market Conduct Investigator for a one-year contract. The role involves conducting investigations into allegations of misconduct, assessing the fitness of representatives, and collaborating with various teams to ensure compliance with industry regulations

Job Summary

  • The role involves conducting thorough investigations into allegations of misconduct against Prudential's representatives.
  • Candidates must possess a basic understanding of the insurance industry and relevant regulations such as the Insurance Act and Financial Advisers Act.
  • The position requires presenting investigation findings to Disciplinary Committees and recommending process enhancements to prevent future misconduct.

Matching Summary

Match Score: 75

Prudential Assurance Company Singapore is seeking a Market Conduct Investigator for a one-year contract. The role involves conducting investigations into allegations of misconduct, assessing the fitness of representatives, and collaborating with various teams to ensure compliance with industry regulations.

Skills & Requirements

Must-have

  • 3-5 years compliance experience
  • Investigation of customer complaints
  • Knowledge of Insurance Act and FAA
  • Experience with MAS regulations
  • Case management skills

Nice-to-have

  • Self-motivated and driven personality
  • Ability to work independently under pressure
  • Willingness to learn new skills
  • Good team player with initiative
  • Eye for detail in data analysis

Key Requirements

  • Degree in Business, Insurance or Finance
  • 3-5 years experience in financial institution compliance
  • Basic knowledge of CPF Board regulations
  • Experience dealing with Distribution functions

Work Rights

Not specified

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