Portfolio & Trading Compliance Officer, Mercer Investments

Mercer Investments

New York, US
Base: $93,200 to $186,700; bonus/equity: performan...
Hybrid
4-6 years investment management experience
Knowledge of investment instruments
Investment-related regulations familiarity
This role plays a critical part in developing and administering the portfolio and trading compliance program for clients and proprietary funds

Job Summary

  • This role plays a critical part in developing and administering the portfolio and trading compliance program for clients and proprietary funds.
  • The position requires supporting the design and implementation of controls to ensure adherence to all applicable regulatory and portfolio guidelines.
  • Candidates will benefit from professional development opportunities within a vibrant, inclusive culture that fosters collaboration across global teams.

Matching Summary

This role plays a critical part in developing and administering the portfolio and trading compliance program for clients and proprietary funds.

Salary

Base: $93,200 to $186,700; Bonus/Equity: Performance-based incentives eligible; Benefits: Health/welfare, tuition assistance, 401K, EAP

Skills & Requirements

Must-have

  • 4-6 years investment management experience
  • knowledge of investment instruments
  • investment-related regulations familiarity
  • portfolio monitoring tools proficiency
  • strong analytical and critical thinking skills

Nice-to-have

  • CFA designation or active status
  • sell-side trade desk experience
  • quantitative modeling knowledge
  • asset allocation strategy experience
  • overlay strategies experience

Key Requirements

  • Minimum 4-6 years relevant experience
  • Undergraduate degree in Finance or Economics preferred
  • CFA designation or active status (preferred)

Work Rights

Not specified

Tailored Resume

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